Welcome to the Corner of Bedford and Main!
We focus on providing three core services:
CONSULTING ENGAGEMENTS
ANTI-MONEY LAUNDERING TESTING
EXPERT WITNESS SERVICES
Our clients are primarily from the broker-dealer community: Introducing Brokers, Correspondent Clearing firms, Self-clearing and Start-up broker-dealers. We add to this mix the closely related group of Registered Investment Advisors (RIAs) and other assorted financial services entities.
Over the years, we expanded our consulting specialty to offer even more compliance-related services. In fact, since 2019, we have been exceptionally pleased to highlight that:
Bedford and Main is listed in the FINRA Compliance Vendor Directory.
Bedford and Main grew organically as we complemented our fundamental consulting expertise with two related services that addressed industry needs.
First, we obtained an anti-money laundering (AML) specialist certification, which quickly developed into providing broker-dealers with the annual AML testing that regulators require. To date, we have completed scores of these AML exams for many dozen brokerage firms.
We then established a business line providing Securities Expert Witness and Litigation Support. This proved to fit our consulting model like a hand-in-glove! Our practical knowledge and experience of industry operational and compliance issues uniquely position us to provide Expert Witness support.
As we finished our first decade, we were particularly proud to highlight our Testimonials page. It has been a pleasure to work with so many great industry pros. We look forward to forming future relationships and are committed to ensuring that the corner of Bedford and Main is a nice place to do business.